AVP- Treasury Audit (Maharashtra)
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Careerist Management Consultants – Date posted: 09 Apr 2018
a) To undertake Concurrent Audit assigned as per the Audit calendar (Treasury) within the target time
Carry out review of audits conducted by team for (a) India -Treasury Rupee Portfolio viz Money Market operations, Securities operations, Primary Dealer Operations, Investment in Shares and Constituent SGL operations. (b) Overseas Treasury operations for Hong Kong, Bahrain and Gift City (c) Vostro Account Operations
Conduct concurrent audits for Foreign Currency Dealing Room and Derivatives (Rupee interest rate and Foreign Currency)
Timely, accurate, concise and effective documentation of Audit reports on exceptions observed during the course of Audit
Ensure qualitative and effective performance in all areas of Audits undertaken
Critically review the existing process and procedures during the audit of respective areas and suggest areas of improvement which would enhance controls and simplify process flow
Identify any operational risk areas and escalate to the Team leader
Maintenance of Audit database for tasks assigned
b) To undertake Sox Compliance reviews within the target time
Critically review the RCMs and provides gaps observed
Review the Testing done under Test of Design and Test of Operative Effectiveness
Review the Testing done under Master Data Maintenance
c) To prepare/review Audit Committee and Board related Notes on a quarterly basis
d) Ensure submission of regulatory certificates as prescribed within timelines
e) Liaison with banks internal Risk Based Supervision team for RBI submissions and interact with RBI during their inspection as and when called for.
f) To conduct User Acceptance Tests for enhancements in existing Treasury systems….
Source: Careesma